AU2020381237B2

AU2020381237B2 - Aerosol-generating element for use in an aerosol-generating article or system

Info

Publication number: AU2020381237B2
Application number: AU2020381237A
Authority: AU
Inventors: Laurent Lavanant; Ping Li; Gisèle ONGMAYEB
Original assignee: Philip Morris Products SA
Current assignee: Philip Morris Products SA
Priority date: 2019-11-04
Filing date: 2020-10-29
Publication date: 2025-12-18
Anticipated expiration: 2040-10-29
Also published as: CN115038346A; PH12022550653A1; AU2020381237A1; JP2022554341A; IL292538B1; BR112022008248A2; WO2021089413A1; IL292538A; JP7840845B2; KR20220093166A; MX2022005049A; US20220361557A1; EP4054354A1; ZA202206046B; CA3156389A1

Abstract

There is provided an aerosol-generating element for use in an aerosol-generating article or system. The aerosol-generating element comprises: a solid continuous matrix structure; and an aerosol-generating formulation dispersed within the solid continuous matrix structure. The aerosol-generating formulation is trapped within the solid continuous matrix structure and releasable from the solid continuous matrix structure upon heating of the aerosol-generating element. The solid continuous matrix structure is a polymer matrix comprising one or more matrix- forming polymers, and the aerosol-generating formulation dispersed within the solid continuous matrix structure comprises at least one alkaloid or cannabinoid compound and at least 30 percent by weight of a polyhydric alcohol.

Description

AEROSOL-GENERATING ELEMENT FOR USE IN AN AEROSOL-GENERATING ARTICLE OR SYSTEM

The present invention relates to an aerosol-generating element which finds particular

use in an aerosol-generating article or system. The present invention further relates to an

aerosol-generating article or system comprising such an aerosol-generating element.

Aerosol-generating articles in which an aerosol-generating substrate, such as a tobacco-

containing substrate, is heated rather than combusted, are known in the art. Typically in such

articles an aerosol is generated by the transfer of heat from a heat source to a physically

separate aerosol-generating substrate or material, which may be located in contact with,

within, around, or downstream of the heat source. During use of the aerosol-generating article,

volatile compounds are released from the aerosol-generating substrate by heat transfer from

the heat source and are entrained in air drawn through the aerosol-generating article. As the

released compounds cool, they condense to form an aerosol.

A number of prior art documents disclose aerosol-generating devices for consuming

aerosol-generating articles. Such devices include, for example, electrically heated aerosol-

generating devices in which an aerosol is generated by the transfer of heat from one or more

electrical heater elements of the aerosol-generating device to the aerosol-generating

substrate of a heated aerosol-generating article.

Substrates for heated aerosol-generating articles have, in the past, often been produced

using randomly oriented shreds, strands, or strips of tobacco material. As an alternative, rods

for heated aerosol-generating articles formed from gathered sheets of tobacco material have

been disclosed, by way of example, in international patent application WO 2012/164009.

International patent application WO 2011/101164 discloses alternative rods for heated

aerosol-generating articles formed from strands of homogenised tobacco material, which may

be formed by casting, rolling, calendering or extruding a mixture comprising particulate

tobacco and at least one aerosol former to form a sheet of homogenised tobacco material. In

alternative embodiments, the rods of WO 2011/101164 may be formed from strands of homogenised tobacco material obtained by extruding a mixture comprising particulate tobacco

and at least one aerosol former to form continuous lengths of homogenised tobacco material.

Substrates for heated aerosol-generating articles typically further comprise an aerosol

former, that is, a compound or mixture of compounds that, in use, facilitates formation of the

aerosol and that preferably is substantially resistant to thermal degradation at the operating

temperature of the aerosol-generating article. Examples of suitable aerosol-formers include,

but are not limited to: polyhydric alcohols, such as propylene glycol, triethylene glycol, 1,3-

butanediol and glycerin; esters of polyhydric alcohols, such as glycerol mono-, di- or triacetate; and aliphatic esters of mono-, di- or polycarboxylic acids, such as dimethyl dodecanedioate and dimethyl tetradecanedioate.

Alternative forms of substrates comprising nicotine have also been disclosed. By way

of example, liquid nicotine compositions, often referred to as e-liquids, have been proposed.

These liquid compositions may, for example, be heated by a coiled electrically resistive

filament of an aerosol-generating device.

Substrates of this type may require particular care in the manufacture of the containers

holding the liquid composition in order to prevent undesirable leakages.

It has been previously proposed to provide an encapsulated nicotine formulation for use

as an aerosol-generating substrate. However, the encapsulation of nicotine formulations has

been found to be challenging. One of the reasons for this is the preference for hydrophilic

aerosol formers, such as glycerin and propylene glycol, in the nicotine formulation, which

makes it difficult to use many of the commonly used encapsulation materials, which are also

hydrophilic. With existing encapsulation techniques, it has generally been found that such a

high level of the hydrophilic encapsulation material is required in order to produce a stable

product that an insufficient payload of the nicotine formulation is provided.

Whilst hydrophobic encapsulation materials are available, such materials often need to

be processed at relatively high temperature, which risks the degradation of the nicotine

formulation during manufacture. During use, the temperatures required to generate an

aerosol from the nicotine formulation may be sufficiently high to cause degradation of the

hydrophobic encapsulation material. This may result in the release of undesirable compounds

into the resultant aerosol, which may have an adverse impact on the sensory profile of the

aerosol.

It has also been proposed to provide a gel composition comprising nicotine that is

adapted to generate a nicotine-containing aerosol upon heating. By way of example, WO

2018/019543 discloses a thermoreversible gel composition, that is, a gel that becomes fluid

when heated to a melting temperature and sets into a gel again at a gelation temperature.

WO 2018/019543 discloses the provision of such a gel within a housing of a cartridge. The

cartridge can be disposed of and replaced when the gel has been consumed. In order for the

gel composition to generate a satisfactory amount of aerosol during use, it is desirable for the

gel composition to include a significant amount of an aerosol-former, such as glycerol.

However, due to the plasticising qualities of glycerol, it has been difficult to provide a gel

composition that is capable of providing a good aerosol delivery during use and, at the same

time, geometrically stable, that is, a gel composition that does not undergo a significant volume

loss as it solidifies and settles into film form.

Thus, it would be desirable to provide an alternative, novel encapsulated aerosol-

generating formulation, such as for example an aerosol-generating element encapsulating a

WO wo 2021/089413 PCT/EP2020/080456 -3-

nicotine-containing formulation, which provides an improved encapsulated substrate having

increased stability and minimal leakage of the aerosol-generating formulation.

It would also be desirable to provide such an aerosol-generating element that is easy to

handle such as to facilitate the manufacturing and packaging of aerosol-generating articles

comprising one or more of the aerosol-generating element. It would also be desirable to

provide such an encapsulated aerosol-generating formulation with minimal encapsulating

structure, so as to provide an efficient aerosol delivery, particularly when heated to a

temperature in the range from about 150 degrees Celsius to about 350 degrees Celsius.

The present disclosure relates to an aerosol-generating element for use in an aerosol-

generating article or system. The aerosol-generating element may comprise a solid

continuous matrix structure and an aerosol-generating formulation dispersed within the solid

continuous matrix structure. The aerosol-generating formulation may be trapped within the

solid continuous matrix structure and releasable from the solid continuous matrix structure

upon heating of the aerosol-generating element. The solid continuous matrix structure may

be a polymer matrix comprising one or more matrix-forming polymers. The aerosol-generating

formulation dispersed within the solid continuous matrix structure may comprise at least one

alkaloid or cannabinoid compound. The aerosol-generating formulation dispersed within the

solid continuous matrix structure may comprise a polyhydric alcohol. The polyhydric alcohol

may account for at least 30 percent by weight based on the total weight of the aerosol-

generating element.

Further, the present disclosure relates to an aerosol-generating article comprising one

or more aerosol-generating elements as described above. In addition, the present disclosure

relates to an aerosol-generating system comprising one or more aerosol-generating elements

or an aerosol-generating article as described above and an electrically operated aerosol-

generating device comprising a heating element and a heating chamber configured to receive

the aerosol-generating element or article so that the aerosol-generating element is heated in

the heating chamber by the heating element.

According to the present invention there is provided an aerosol-generating element for

use in an aerosol-generating article or system, the aerosol-generating element comprising: a solid continuous matrix structure; and an aerosol-generating formulation dispersed within the

solid continuous matrix structure, wherein the aerosol-generating formulation is trapped within

the solid continuous matrix structure and releasable from the solid continuous matrix structure

upon heating of the aerosol-generating element; wherein the solid continuous matrix structure

is a polymer matrix comprising one or more matrix-forming polymers, and wherein the aerosol-

generating formulation dispersed within the solid continuous matrix structure comprises at

least one alkaloid or cannabinoid compound and a polyhydric alcohol, wherein the polyhydric

WO wo 2021/089413 PCT/EP2020/080456 -4-

alcohol accounts for at least 30 percent by weight based on the total weight of the aerosol-

generating element.

The term "aerosol-generating article" is used herein with reference to the invention to

describe an article wherein an aerosol-generating substrate is heated to produce and deliver

an aerosol to a consumer. As used herein, the term "aerosol-generating substrate" denotes

a substrate capable of releasing volatile compounds upon heating to generate an aerosol.

The term "aerosol-generating element" is used herein with reference to the invention to

describe a discrete, self-standing aerosol-generating substrate element capable of releasing

volatile compounds upon heating to generate an aerosol.

The aerosol generated from the aerosol-generating formulation of aerosol-generating

elements described herein is a dispersion of solid particles or liquid droplets (or a combination

of solid particles and liquid droplets) in a gas. The aerosol may be visible or invisible and may

include vapours of substances that are ordinarily liquid or solid at room temperature as well

as solid particles or liquid droplets or a combination of solid particles and liquid droplets.

An aerosol-generating element in accordance with the present invention may find use

as an aerosol-generating substrate of an aerosol-generating article.

A conventional cigarette is lit when a user applies a source of ignition to one end of the

cigarette and draws air through the other end. The localised heat provided by the flame and

the oxygen in the air drawn through the cigarette causes the end of the cigarette to ignite, and

the resulting combustion generates an inhalable smoke. By contrast, in heated aerosol-

generating articles, an aerosol is generated by heating a flavour generating substrate, such

as, for example, a tobacco-based substrate or a substrate containing an aerosol-former and

a flavouring. Known heated aerosol-generating articles include, for example, electrically

heated aerosol-generating articles and aerosol-generating articles in which an aerosol is

generated by the transfer of heat from a combustible fuel element or heat source to a

physically separate aerosol forming material.

For example, aerosol-generating articles according to the invention may find particular

application in aerosol-generating systems comprising an electrically heated aerosol-

generating device having an internal heater which is adapted to supply heat to one or more

discrete aerosol-generating substrate elements. As used herein with reference to the present

invention, the term "aerosol-generating device" is used to describe a device comprising a heater element that interacts with one or more aerosol-generating elements in accordance

with the invention to produce an aerosol. During use, volatile compounds are released from

the aerosol-generating element or elements by heat transfer and entrained in air drawn

through the aerosol-generating article. As the released compounds cool they condense to

form an aerosol that is inhaled by the consumer.

Substrates for heated aerosol-generating articles typically comprise an "aerosol former",

that is, a compound or mixture of compounds that, in use, facilitates formation of the aerosol,

and that preferably is substantially resistant to thermal degradation at the operating

temperature of the aerosol-generating article. Examples of suitable aerosol-formers include:

polyhydric alcohols, such as propylene glycol, triethylene glycol, 1,3-butanediol and glycerin;

esters of polyhydric alcohols, such as glycerol mono-, di- or triacetate; and aliphatic esters of

mono-, di- or polycarboxylic acids, such as dimethyl dodecanedioate and dimethyl tetradecanedioate. The polyhydric alcohol in the aerosol-generating article of the invention is

also an aerosol former within the meaning set out above.

As used herein with reference to the present invention, the term "aerosol-generating

formulation" refers to a formulation comprising a plurality of aerosol-generating formulation

components, which upon heating of the aerosol-generating element will volatilise to produce

an aerosol.

As used herein with reference to the present invention, the term "matrix-forming

polymer" refers to an encapsulation material in the form of a polymer which is capable of

producing a three-dimensional polymer matrix as a result of cross-linking when the matrix-

forming polymer is brought into contact with a cross-linking solution of multivalent cations. The

resultant polymer matrix is capable of trapping and retaining the aerosol-generating

formulation within its cross-linked structure. The nature of the cross-linked polymer matrix will

be discussed in more detail below.

As briefly described above, in contrast with existing aerosol-generating elements, an

aerosol-generating element in accordance with the present invention comprises a solid

continuous matrix structure. In more detail, the aerosol-generating formulation is trapped

within the solid continuous matrix structure and can be released from the solid continuous

matrix structure upon heating of the aerosol-generating element to a predetermined

temperature.

Without wishing to be bound by theory, it is understood that in an aerosol-generating

element in accordance with the present invention a three-dimensional polymeric matrix

structure is formed by cross-linking, and aerosol-generating formulation is retained within the

polymeric matrix structure. This is, in particular, in contrast with existing core/shell structures

wherein a content of the core is released upon rupturing the shell.

In an aerosol-generating element in accordance with the present invention the solid

continuous matrix structure is a polymer matrix comprising one or more matrix-forming

polymers. Further, the aerosol-generating formulation dispersed within the solid continuous

matrix structure comprises at least one alkaloid or cannabinoid compound, and at least 30

percent by weight of a polyhydric alcohol.

Advantageously, the invention enables the provision of an aerosol-generating formulation in encapsulated form that has a significantly lower content of encapsulation

material (corresponding to the one or more matrix-forming polymers of the solid continuous

matrix structure) compared with previously available substrates. As such, the levels of the

aerosol-generating formulation components, such as the alkaloid or cannabinoid and the

polyhydric alcohol, can advantageously be maximised within the aerosol-generating element.

Further, the reduction in the proportion of encapsulation material required enables a more

efficient generation of aerosol upon heating, since less of the heat supplied to the aerosol-

generating element is used for increasing the temperature of the encapsulation material.

The polymer-based solid continuous matrix of aerosol-generating articles in accordance

with the present invention provides an inert encapsulation structure for retaining and

immobilising the aerosol-generating formulation, which is stable upon heating of the aerosol-

generating element during use. The inventors have found that, when heated to temperatures

in the range from 150 degrees Celsius to 350 degrees Celsius, aerosol-generating elements

in accordance with the present invention release an aerosol as they undergo a significant

weight loss. This weight loss is not, however, accompanied by an equally significant volume

loss. Without wishing to be bound by theory, it is understood that, upon heating, components

of the aerosol-generating formulation originally dispersed and trapped within the solid

continuous matrix structure are substantially vaporised and released. On the other hand,

components of the solid continuous matrix are substantially unaffected and the solid

continuous matrix only partially shrinks while essentially retaining its 3D structure. As such,

the encapsulation of the aerosol-generating formulation within the polymer-based matrix

advantageously provides minimal or no adverse effects on the sensory profile of the aerosol

generated upon heating.

The aerosol-generating element of the present invention has been found to advantageously provide a controlled delivery of aerosol. Furthermore, the aerosol delivery

profile can be readily adjusted by adjusting parameters of the aerosol-generating element such

as the size, shape, structure and formulation of the aerosol-generating element.

The invention advantageously provides an aerosol-generating element that is in the form

of a discrete, self-standing solid object which is sufficiently stable and robust that it can readily

be processed and introduced into an aerosol-generating article using existing methods and

techniques.

Further, aerosol-generating elements in accordance with the present invention can be

prepared by a cost-effective method that can be carried out with existing equipment, as will

become apparent from the following description thereof. In addition, aerosol-generating

elements in accordance with the present invention can be prepared by a method that can be easily incorporated into existing production lines for the manufacture of aerosol-generating articles.

Aerosol-generating elements in accordance with the present invention may be prepared

from a matrix precursor solution and components of an aerosol-generating formulation. By

way of example, in a method of manufacturing an aerosol-generating element in accordance

with the invention, a matrix precursor solution may be provided that comprises a matrix-

forming polymer in water. Preferably, the matrix polymer solution comprises at least about 35

percent by weight of water, more preferably at least about 40 percent by weight of water.

This level of water ensures that the matrix-forming polymer is sufficiently dissolved so that a

homogeneous solution is provided.

The matrix-forming polymer may be a single polymer or a combination of two or more

polymers, wherein the one or more polymers are capable of forming a cross-linked matrix

through an ionotropic gelation mechanism in a cross-linking solution of multivalent cations.

The cross-linking of the matrix-forming polymer is achieved through reaction of the polymer

with multivalent cations in the cross-linking solution, which form salt bridges to cross-link the

polymer molecules. Suitable matrix-forming polymers would be known to the skilled person,

and include, but are not limited to, alginate, pectin, hydroxyethylmethacryate (HEMA), N-(2-

hydroxy propyl)methacrylate (HPMA), N-vinyl-2-pyrrolidone (NVP), N-isopropylacrylamide

(NIPAMM), vinyl acetate (VAc), acrylic acid (AA), methacrylic acid (MAA), polyethylene glycol

acrylate/methacrylate (PEGA/PEGMA) and polyethylene glycol diacrylate/dimethacrylate,

(PEGDA/PEGDMA). Preferably, the matrix-forming polymer comprises one or more polysaccharides, such

as alginate or pectin, or a combination thereof. Particularly preferably, the matrix-forming

polymer is alginate. Polysaccharides are particularly suitable for use in the present invention,

since they can be made water insoluble and heat stable through cross-linking, and are

tasteless. There is therefore no adverse impact on the sensory properties of the aerosol

generated from the aerosol-generating element. Alternative matrix-forming polymers suitable

for use in methods according to the invention include but are not limited to chitosan, fibrin,

collagen, gelatin, hyaluronic acid, dextran and combinations thereof.

In preferred embodiments, the matrix-forming polymer is a single polysaccharide.

Even more preferably the matrix-forming polymer is alginate. In other words, in such

particularly preferred embodiments, the solid continuous matrix structure is an alginate

polymer matrix.

In a first step, a plurality of aerosol-generating formulation components may be added

to the matrix precursor solution to form an aerosol-generating solution, wherein the aerosol-

generating formulation components comprise at least one alkaloid or cannabinoid compound

and a polyhydric alcohol. As used herein when describing a method of preparing aerosol- generating elements in accordance with the invention, the term "aerosol-generating solution" denotes a solution of the aerosol-generating formulation components and the matrix precursors, in an appropriate solvent.

Polyhydric alcohols suitable for use in the aerosol-generating element include, but are

not limited to, propylene glycol, triethylene glycol, 1,3-butanediol, and glycerin. Preferably, in

an aerosol-generating element produced in accordance with the invention the polyhydric

alcohol is selected from the group consisting of glycerin, propylene glycol, and combinations

thereof. In particularly preferred embodiments the polyhydric alcohol is glycerin. Preferably,

the alkaloid is selected from the group consisting of: nicotine, anatabine and combinations

thereof.

It may be desirable to control the viscosity of aerosol-generating solution. This may

include controlling the viscosity of the matrix polymer solution as the aerosol-generating

formulation components are added. For example, depending upon the technique used for

producing the discrete portion of the aerosol-generating solution in the subsequent step of the

method, it may be preferable to provide the aerosol-generating solution with a viscosity within

a specific range. Different techniques are likely to be facilitated by different viscosity solutions

and an appropriate viscosity should therefore be determined depending upon the technique

used. By way of example, when the discrete portion of the aerosol-generating solution is

produced in a gravitational dripping process, the viscosity of the solution is preferably retained

below about 5000 mPa.s. (milliPascal-seconds). This enables droplets of the aerosol-

generating solution to be formed under gravity and also allows the beads to reach a stable

shape in the cross-linking solution before the cross-linking hardens the solution and fixes the

final shape of the aerosol-generating element.

In certain cases, in order to control the viscosity of the aerosol-generating solution it may

be preferably to control the pH of the matrix polymer solution whilst the aerosol-generating

formulation components are being added. This is because for some matrix polymer solutions,

the pH may affect the viscosity. For example, in embodiments of the invention in which the

matrix-forming polymer comprises alginate, it is preferable to retain the pH of the solution

above pH4. This is intended to avoid any gelling of the alginate, which may occur at pH levels

below pH4, for example, due to hydrogen bonding. Such gelling at a low pH would cause an

undesirable increase in the viscosity of the aerosol-generating solution, which would make it

difficult to use certain techniques such as gravitational dripping, in order to form the aerosol-

generating element.

Alternatively or in addition, the viscosity of the aerosol-generating solution may be

controlled by adjusting the concentration of the solution. For example, the proportion of water

in the aerosol-generating solution may be adjusted in order to adjust the viscosity. Preferably,

the aerosol-generating solution comprises at least about 35 percent by weight of water in order

PCT/EP2020/080456 -9-

to maintain a suitable viscosity. Particularly preferably, the aerosol-generating solution

comprises between about 35 percent by weight and about 65 percent by weight of water. A suitable test method for the measurement of viscosity is described in ASTM D2983-19 'Standard Test Method for Low Temperature Viscosity of Automatic Transmission Fluids

Hydraulic Fluids, and Lubricants using a Rotational Viscometer"

In a second step, a discrete portion of the aerosol-generating solution may be formed.

In a third step, the formed discrete portion of the aerosol-generating solution may be added to

a cross-linking solution of multivalent cations to cross-link the matrix-forming polymer, thereby

forming an aerosol-generating element having a continuous polymer matrix structure and an aerosol-generating formulation comprising the aerosol-generating components dispersed

within the continuous polymer matrix. Preferred multivalent cations include calcium, iron,

aluminium, manganese, copper, zinc or lanthanum. A particularly preferred salt is calcium

chloride.

In certain preferred embodiments of the invention in which the aerosol-generating

solution comprises an acid, the calcium salt provided in the cross-linking solution may

advantageously be a salt of the same acid. For example, in embodiments in which the aerosol-

generating solution comprises lactic acid, the cross-linking solution may advantageously

comprise calcium lactate.

Where the aerosol-generating solution comprises nicotine, the acid in the aerosol-

generating solution forms a nicotine salt with the nicotine. The use of a calcium salt

corresponding to the acid in the aerosol-generating solution therefore provides the same salt

in the cross-linking solution as in the aerosol-generating solution. This, in turn, advantageously limits the diffusion of nicotine salts out of the aerosol-generating solution into

the cross-linking solution during the cross-linking step. A higher concentration of the nicotine

salt can therefore be retained within the aerosol-generating element. Furthermore, any

potential waste of the nicotine and acid during the production of the aerosol-generating

element can be reduced.

Preferably, the cross-linking solution further comprises a polyhydric alcohol, which is

the same as the polyhydric alcohol selected as the aerosol-generating formulation component.

The inclusion of the polyhydric alcohol in the cross-linking solution has been found to limit

diffusion of the polyhydric alcohol from the aerosol-generating solution into the cross-linking

solution during the cross-linking step. This advantageously enables a higher concentration of

the polyhydric alcohol to be retained within the aerosol-generating element than has been

previously possible.

In a fourth step, the aerosol-generating element may be removed from the cross-linking

solution and dried.

As described briefly above, in aerosol-generating elements in accordance with the

present invention, the solid continuous matrix structure is a polymer matrix comprising one or

more matrix-forming polymers. Suitable matrix-forming polymers would be known to the

skilled person.

Preferably, the one or more matrix-forming polymer include one or more polysaccharides. More preferably, the one or more matrix-forming polymers include at least

one of alginate and pectin.

Polysaccharides are particularly suitable for use in the present invention, since they can

be made water insoluble and heat stable through cross-linking, and are tasteless. There is

therefore no adverse impact on the sensory properties of the aerosol generated from the

aerosol-generating element.

In preferred embodiments, the matrix-forming polymer is a single polysaccharide. Even

more preferably the matrix-forming polymer is alginate. In other words, in such particularly

preferred embodiments, the solid continuous matrix structure is an alginate polymer matrix.

Use of alginate as the sole matrix-forming polymer is preferred because alginate has the

ability to promote the rapid formation of insoluble, solid aerosol-generating elements. In more

detail, the inventors have found that use of alginate as the sole matrix-forming polymer,

particularly in the amounts described below, advantageously provides aerosol-generating

elements that are stable and self-supporting and can hold higher concentrations of polyhydric

alcohol within the polymer matrix. Further, compared to other formulations, use of alginate as

the sole matrix-forming polymer, particularly in the amounts described below has been found

to allow for larger aerosol-generating elements to be formed - for example, in the form of

spherical or quasi-spherical beads having larger diameters.

Preferably, in an aerosol-generating element in accordance with the present invention,

the solid continuous matrix structure is an alginate polymer matrix and the aerosol-generating

element comprises at least about 1 percent by weight of alginate. More preferably, the

aerosol-generating element comprises at least about 1.5 percent by weight of alginate. Even

more preferably, the aerosol-generating element comprises at least about 2 percent by weight

of alginate.

In particularly preferred embodiments, the aerosol-generating element comprises at

least about 3 percent by weight of alginate.

element comprises less than or equal to about 10 percent by weight of alginate. More

preferably, the aerosol-generating element comprises less than or equal to about 8 percent

by weight of alginate. Even more preferably, the aerosol-generating element comprises less

than or equal to about 6 percent by weight of alginate.

PCT/EP2020/080456 -11- -11-

In particularly preferred embodiments, the aerosol-generating element comprises less

than or equal to about 5 percent by weight of alginate.

In some embodiments, the solid continuous matrix structure is an alginate polymer

matrix and the aerosol-generating element comprises from about 1 percent by weight to about

10 percent by weight of alginate. Preferably, the aerosol-generating element comprises from

about 1.5 percent by weight to about 10 percent by weight of alginate, more preferably from

about 2 percent by weight to about 10 percent by weight of alginate, even more preferably

from about 3 percent by weight to about 10 percent by weight of alginate.

In other embodiments, the solid continuous matrix structure is an alginate polymer matrix

and the aerosol-generating element comprises from about 1 percent by weight to about 8

percent by weight of alginate. Preferably, the aerosol-generating element comprises from

about 1.5 percent by weight to about 8 percent by weight of alginate, more preferably from

about 2 percent by weight to about 18 percent by weight of alginate, even more preferably

from about 3 percent by weight to about 8 percent by weight of alginate.

In further embodiments, the solid continuous matrix structure is an alginate polymer

6 percent by weight of alginate. Preferably, the aerosol-generating element comprises from

about 1.5 percent by weight to about 6 percent by weight of alginate, more preferably from

about 2 percent by weight to about 6 percent by weight of alginate, even more preferably from

about 3 percent by weight to about 6 percent by weight of alginate.

Alternative matrix-forming polymers suitable for use in aerosol-generating elements in

accordance with the invention include, but are not limited to, chitosan, fibrin, collagen, gelatin,

hyaluronic acid, dextran and combinations thereof.

Further alternative matrix-forming polymers suitable for use in aerosol-generating

elements in accordance with the invention may be built from one or more of the following

monomers and polymers: hydroxyethylmethacryate (HEMA), N-(2-hydroxy propyl)methacrylate (HPMA), N-vinyl-2-pyrrolidone (NVP), N-isopropylacrylamide (NIPAMM),

vinyl acetate (VAc), acrylic acid (AA), methacrylic acid (MAA), polyethylene glycol acrylate/methacrylate (PEGA/PEGMA) and polyethylene glycol diacrylate/dimethacrylate,

(PEGDA/PEGDMA). As defined above, an aerosol-generating element in accordance with the invention

comprises a polyhydric alcohol as a component of the aerosol-generating formulation dispersed within the solid continuous matrix structure. In more detail, the polyhydric alcohol

content in the aerosol-generating formulation accounts for at least 30 percent by weight based

on the total weight of the aerosol-generating element.

The polyhydric alcohol acts as the aerosol former of the aerosol-generating element.

Polyhydric alcohols suitable for use in the aerosol-generating element include, but are not limited to, propylene glycol, triethylene glycol, 1,3-butanediol, and glycerin. Preferably, in an aerosol-generating element in accordance with the invention the polyhydric alcohol is selected from the group consisting of glycerin, propylene glycol, and combinations thereof. In particularly preferred embodiments the polyhydric alcohol is glycerin.

Preferably, the polyhydric alcohol content in the aerosol-generating formulation

accounts for at least about 35 percent by weight based on the total weight of the aerosol-

generating element. Thus, an aerosol-generating element in accordance with the present

invention comprises at least about 35 percent by weight of the polyhydric alcohol.

Even more preferably, the polyhydric alcohol content in the aerosol-generating formulation accounts for at least 40 percent by weight based on the total weight of the aerosol-

generating element. As such, an aerosol-generating element in accordance with the present

invention comprises at least about 40 percent by weight of the polyhydric alcohol.

In particularly preferred embodiments, the polyhydric alcohol content in the aerosol-

generating formulation accounts for at least about 45 percent by weight based on the total

weight of the aerosol-generating element. More preferably, the polyhydric alcohol content in

the aerosol-generating formulation accounts for at least about 50 percent by weight based on

the total weight of the aerosol-generating element. Even more preferably, the polyhydric

alcohol content in the aerosol-generating formulation accounts for at least about 55 percent

by weight based on the total weight of the aerosol-generating element. Most preferably, the

polyhydric alcohol content in the aerosol-generating formulation accounts for at least about 60

percent by weight or at least about 65 percent by weight or at least about 70 percent by weight

based on the total weight of the aerosol-generating element.

Typically, in an aerosol-generating element in accordance with the invention the

polyhydric alcohol content in the aerosol-generating formulation accounts for less than or

equal to about 95 percent by weight based on the total weight of the aerosol-generating

element.

Preferably, in an aerosol-generating element in accordance with the invention the

equal to about 90 percent by weight based on the total weight of the aerosol-generating

element. More preferably, the polyhydric alcohol content in the aerosol-generating formulation

accounts for less than or equal to about 85 percent by weight based on the total weight of the

aerosol-generating element. Even more preferably, the polyhydric alcohol content in the

aerosol-generating formulation accounts for less than or equal to about 80 percent by weight

based on the total weight of the aerosol-generating element.

In some embodiments, the polyhydric alcohol content in the aerosol-generating formulation accounts for from about 30 percent by weight to about 95 percent by weight based

on the total weight of the aerosol-generating element. Preferably, the polyhydric alcohol content in the aerosol-generating formulation accounts for from about 35 percent by weight to about 95 percent by weight based on the total weight of the aerosol-generating element. More preferably, the polyhydric alcohol content in the aerosol-generating formulation accounts for from about 40 percent by weight to about 95 percent by weight based on the total weight of the aerosol-generating element. Even more preferably, the polyhydric alcohol content in the aerosol-generating formulation accounts for from about 45 percent by weight to about 95 percent by weight based on the total weight of the aerosol-generating element. In particularly preferred embodiments, the polyhydric alcohol content in the aerosol-generating formulation accounts for from about 50 percent by weight to about 95 percent by weight based on the total weight of the aerosol-generating element, more preferably from about 55 percent by weight to about 95 percent by weight based on the total weight of the aerosol-generating element, even more preferably from about 60 percent by weight to about 95 percent by weight based on the total weight of the aerosol-generating element. In most preferred embodiments, the polyhydric alcohol content in the aerosol-generating formulation accounts for from about 65 percent by weight to about 95 percent by weight or even from about 70 percent by weight to about 95 percent by weight based on the total weight of the aerosol-generating element.

In these embodiments, the aerosol-generating element may comprise from about 30

percent by weight to about 95 percent by weight of polyhydric alcohol and preferably from

about 35 percent by weight to about 95 percent by weight of polyhydric alcohol. More

preferably, the aerosol-generating element comprises from about 40 percent by weight to

about 95 percent by weight of polyhydric alcohol. Even more preferably, the aerosol-

generating element comprises from about 45 percent by weight to about 95 percent by weight

of polyhydric alcohol. In particularly preferred embodiments, the aerosol-generating element

comprises from about 50 percent by weight to about 95 percent by weight of polyhydric

alcohol, preferably from about 55 percent by weight to about 95 percent by weight of polyhydric

alcohol, more preferably from about 60 percent by weight to about 95 percent by weight of

polyhydric alcohol, even more preferably from about 65 percent by weight to about 95 percent

by weight of polyhydric alcohol, most preferably from about 70 percent by weight to about 95

percent by weight of polyhydric alcohol.

In other embodiments, the polyhydric alcohol content in the aerosol-generating formulation accounts for from about 30 percent by weight to about 90 percent by weight based

on the total weight of the aerosol-generating element. Preferably, the polyhydric alcohol

content in the aerosol-generating formulation accounts for from about 35 percent by weight to

about 90 percent by weight based on the total weight of the aerosol-generating element. More

preferably, the polyhydric alcohol content in the aerosol-generating formulation accounts for

from about 40 percent by weight to about 90 percent by weight based on the total weight of

the aerosol-generating element. Even more preferably, the polyhydric alcohol content in the aerosol-generating formulation accounts for from about 45 percent by weight to about 90 percent by weight based on the total weight of the aerosol-generating element. In particularly preferred embodiments, the polyhydric alcohol content in the aerosol-generating formulation accounts for from about 50 percent by weight to about 90 percent by weight based on the total weight of the aerosol-generating element, more preferably from about 55 percent by weight to about 90 percent by weight based on the total weight of the aerosol-generating element, even more preferably from about 60 percent by weight to about 90 percent by weight based on the total weight of the aerosol-generating element. In most preferred embodiments, the polyhydric alcohol content in the aerosol-generating formulation accounts for from about 65 percent by weight to about 90 percent by weight or even from about 70 percent by weight to about 90 percent by weight based on the total weight of the aerosol-generating element.

In these embodiments, the aerosol-generating element in accordance with the present

invention may comprise from about 30 percent by weight to about 90 percent by weight of a

polyhydric alcohol. Preferably, the aerosol-generating element comprises from about 35

percent by weight to about 90 percent by weight of polyhydric alcohol. More preferably, the

aerosol-generating element comprises from about 40 percent by weight to about 90 percent

by weight of polyhydric alcohol. Even more preferably, the aerosol-generating element

comprises from about 45 percent by weight to about 90 percent by weight of polyhydric

alcohol. In particularly preferred embodiments, the aerosol-generating element comprises

from about 50 percent by weight to about 90 percent by weight of polyhydric alcohol, preferably

from about 55 percent by weight to about 90 percent by weight of polyhydric alcohol, more

preferably from about 60 percent by weight to about 90 percent by weight of polyhydric alcohol,

even more preferably from about 65 percent by weight to about 90 percent by weight of

polyhydric alcohol, most preferably from about 70 percent by weight to about 90 percent by weight of polyhydric alcohol.

In further embodiments, the polyhydric alcohol content in the aerosol-generating

formulation accounts for from about 30 percent by weight to about 85 percent by weight based

about 85 percent by weight based on the total weight of the aerosol-generating element. More

from about 40 percent by weight to about 85 percent by weight based on the total weight of

the aerosol-generating element. Even more preferably, the polyhydric alcohol content in the

aerosol-generating formulation accounts for from about 45 percent by weight to about 85

percent by weight based on the total weight of the aerosol-generating element. In particularly

preferred embodiments, the polyhydric alcohol content in the aerosol-generating formulation

accounts for from about 50 percent by weight to about 85 percent by weight based on the total weight of the aerosol-generating element, more preferably from about 55 percent by weight to about 85 percent by weight based on the total weight of the aerosol-generating element, even more preferably from about 60 percent by weight to about 85 percent by weight based on the total weight of the aerosol-generating element. In most preferred embodiments, the polyhydric alcohol content in the aerosol-generating formulation accounts for from about 65 percent by weight to about 85 percent by weight or even from about 70 percent by weight to about 85 percent by weight based on the total weight of the aerosol-generating element.

invention may comprise from about 30 percent by weight to about 85 percent by weight of a

percent by weight to about 85 percent by weight of polyhydric alcohol. More preferably, the

aerosol-generating element comprises from about 40 percent by weight to about 85 percent

comprises from about 45 percent by weight to about 85 percent by weight of polyhydric

from about 50 percent by weight to about 85 percent by weight of polyhydric alcohol, preferably

from about 55 percent by weight to about 85 percent by weight of polyhydric alcohol, more

preferably from about 60 percent by weight to about 85 percent by weight of polyhydric alcohol,

even more preferably from about 65 percent by weight to about 85 percent by weight of

polyhydric alcohol, most preferably from about 70 percent by weight to about 85 percent by

weight of polyhydric alcohol.

In yet further embodiments, the polyhydric alcohol content in the aerosol-generating

formulation accounts for from about 30 percent by weight to about 80 percent by weight based

about 80 percent by weight based on the total weight of the aerosol-generating element. More

from about 40 percent by weight to about 80 percent by weight based on the total weight of

aerosol-generating formulation accounts for from about 45 percent by weight to about 80

accounts for from about 50 percent by weight to about 80 percent by weight based on the total

weight of the aerosol-generating element, more preferably from about 55 percent by weight to

about 80 percent by weight based on the total weight of the aerosol-generating element, even

more preferably from about 60 percent by weight to about 80 percent by weight based on the

total weight of the aerosol-generating element. In most preferred embodiments, the polyhydric wo 2021/089413 WO PCT/EP2020/080456 PCT/EP2020/080456 -16- alcohol content in the aerosol-generating formulation accounts for from about 65 percent by weight to about 80 percent by weight or even from about 70 percent by weight to about 80 percent by weight based on the total weight of the aerosol-generating element.

In such embodiments, the aerosol-generating element in accordance with the present

invention may comprise from about 30 percent by weight to about 80 percent by weight of a

percent by weight to about 80 percent by weight of polyhydric alcohol. More preferably, the

aerosol-generating element comprises from about 40 percent by weight to about 80 percent

comprises from about 45 percent by weight to about 80 percent by weight of polyhydric

alcohol.

generating formulation accounts for from about 50 percent by weight to about 80 percent by

weight, preferably from about 55 percent by weight to about 80 percent by weight, more

preferably from about 60 percent by weight to about 80 percent by weight, even more preferably from about 65 percent by weight to about 80 percent by weight, most preferably

from about 70 percent by weight to about 80 percent by weight based on the total weight of

the aerosol-generating element.

Preferably, the aerosol-generating formulation dispersed within the solid continuous

matrix structure accounts for at least about 70 percent by weight of a total weight of the

aerosol-generating element or even at least about 75 percent by weight of a total weight of

the aerosol-generating element or at least about 80 percent by weight of a total weight of the

aerosol-generating element.

More preferably, the aerosol-generating formulation dispersed within the solid continuous matrix structure accounts for at least about 82 percent by weight of a total weight

of the aerosol-generating element. Even more preferably, the aerosol-generating formulation

dispersed within the solid continuous matrix structure accounts for at least about 84 percent

by weight of a total weight of the aerosol-generating element.

In particularly preferred embodiments, the aerosol-generating formulation dispersed

within the solid continuous matrix structure accounts for at least about 86 percent by weight

of a total weight of the aerosol-generating element. More preferably, the aerosol-generating

formulation dispersed within the solid continuous matrix structure accounts for at least about

88 percent by weight of a total weight of the aerosol-generating element. Even more preferably, the aerosol-generating formulation dispersed within the solid continuous matrix

structure accounts for at least about 90 percent by weight of a total weight of the aerosol-

generating element.

WO wo 2021/089413 PCT/EP2020/080456 PCT/EP2020/080456 -17-

Most preferably, the aerosol-generating formulation dispersed within the solid continuous matrix structure accounts for at least about 92 percent by weight of a total weight

of the aerosol-generating element or at least about 93 percent by weight of a total weight of

the aerosol-generating element or at least about 94 percent by weight of a total weight of the

aerosol-generating element or at least about 95 percent by weight of a total weight of the

aerosol-generating element.

In aerosol-generating elements wherein the aerosol-generating formulation accounts for

a fraction of the overall weight of the aerosol-generating element within the ranges described

above, it is advantageously possible to minimise the portion of heat supplied to the aerosol-

generating element during use that is consumed for increasing the temperature of the

encapsulation material. As such, a more efficient use of the heat supplied to the aerosol-

generating element is made possible, such that the great majority of said heat is effectively

employed for releasing the aerosol-formulation components from the solid continuous matrix

structure and the generation of an aerosol.

As described briefly above, in an aerosol-generating element in accordance with the

present invention the aerosol-generating formulation dispersed within the solid continuous

matrix structure comprises at least one alkaloid or cannabinoid compound. In some embodiments, the aerosol-generating formulation dispersed within the solid continuous matrix

structure comprises both an alkaloid compound and a cannabinoid compound.

As used herein with reference to the invention, the term "alkaloid compound" is used

to describe any one of a class of naturally occurring organic compounds that contain one or

more basic nitrogen atoms. Generally, an alkaloid contains at least one nitrogen atom in an

amine-type structure. This or another nitrogen atom in the molecule of the alkaloid compound

can be active as a base in acid-base reactions. Most alkaloid compounds have one or more

of their nitrogen atoms as part of a cyclic system, such as for example a heterocylic ring. In

nature, alkaloid compounds are found primarily in plants, and are especially common in certain

families of flowering plants. However, some alkaloid compounds are found in animal species

and fungi. In the context of the present invention, the term "alkaloid compounds" is used to

describe both naturally derived alkaloid compounds and synthetically manufactured alkaloid

compounds. Suitable alkaloid compounds for use in an aerosol-generating element in accordance with the invention include, but are not limited to, nicotine and anatabine.

As used herein with reference to the invention, the term "cannabinoid compound" is used

to describe any one of a class of naturally occurring compounds that are found in parts of the

cannabis plant - namely the species Cannabis sativa, Cannabis indica, and Cannabis

ruderalis. Cannabinoid compounds are especially concentrated in the female flower heads.

Cannabinoid compounds naturally occurring the in cannabis plant include tetrahydrocannabinol (THC) and cannabidiol (CBD). In the context of the present invention, the term "cannabinoid compounds" is used to describe both naturally derived cannabinoid compounds and synthetically manufactured cannabinoid compounds.

Cannabinoid compounds suitable for use in an aerosol-generating element in accordance with the invention include tetrahydrocannabinol (THC), tetrahydrocannabinolic

acid (THCA), cannabidiol (CBD), cannabidiolic acid (CBDA), cannabinol (CBN), cannabigerol

(CBG), cannabigerol monomethyl ether (CBGM), cannabivarin (CBV), cannabidivarin (CBDV),

tetrahydrocannabivarin (THCV), cannabichromene (CBC), cannabicyclol (CBL), cannabichromevarin (CBCV), cannabigerovarin (CBGV), cannabielsoin (CBE), cannabicitran

(CBT).

In general, the aerosol-generating element may comprise up to about 10 percent by

weight of an alkaloid compound or a cannabinoid compound or both. In view of applications

of the aerosol-generating element of the invention as a substrate in an aerosol-generating

article, this is advantageous as the content of alkaloid compound or cannabinoid compound

or both in the element may be increased and adjusted with a view to optimising the delivery of

alkaloid compound or cannabinoid compound or both in aerosol form to a consumer. Compared with existing aerosol-generating substrates based on the use of plant material, this

may advantageously allow for higher contents of alkaloid compound or cannabinoid compound or both per volume of substrate (element or elements) or per weight of substrate

(element or elements), which may be desirable from a manufacturing viewpoint.

Preferably, the content of the at least one alkaloid or cannabinoid compound in the

aerosol-generating formulation dispersed within the solid continuous matrix structure accounts

for at least 0.5 percent by weight of a total weight of the aerosol-generating element. Thus,

the aerosol-generating element preferably comprises at least about 0.5 percent by weight of

an alkaloid compound or at least 0.5 percent by weight of a cannabinoid compound or at least

about 0.5 percent by weight of a combination of an alkaloid compound and a cannabinoid

compound. More preferably, the aerosol-generating element comprises at least about 1 percent by

weight of an alkaloid compound or a cannabinoid compound or both. Even more preferably,

the aerosol-generating element comprises at least about 2 percent by weight of an alkaloid

compound or a cannabinoid compound or both.

The aerosol-generating element preferably comprises less than about 8 percent by

weight of an alkaloid compound or a cannabinoid compound or both. More preferably, the

aerosol-generating element comprises less than about 6 percent by weight of an alkaloid

compound or a cannabinoid compound or both. Even more preferably, the aerosol-generating

element comprises less than about 5 percent by weight of an alkaloid compound or a cannabinoid compound or both. Most preferably, the aerosol-generating element comprises

PCT/EP2020/080456 -19-

less than about 4 percent by weight of an alkaloid compound or a cannabinoid compound or

both.

In some embodiments, the aerosol-generating element comprises from about 0.5 percent by weight to about 10 percent by weight of an alkaloid compound or a cannabinoid

compound or both, more preferably from about 1 percent by weight to about 10 percent by

weight of an alkaloid compound or a cannabinoid compound or both, even more preferably

from about 2 percent by weight to about 10 percent by weight of an alkaloid compound or a cannabinoid compound or both.

In other embodiments, the aerosol-generating element comprises from about 0.5 percent by weight to about 8 percent by weight of an alkaloid compound or a cannabinoid

compound or both, more preferably from about 1 percent by weight to about 8 percent by

from about 2 percent by weight to about 8 percent by weight of an alkaloid compound or a

cannabinoid compound or both.

In further embodiments, the aerosol-generating element comprises from about 0.5

percent by weight to about 6 percent by weight of an alkaloid compound or a cannabinoid

compound or both, more preferably from about 1 percent by weight to about 6 percent by

from about 2 percent by weight to about 6 percent by weight of an alkaloid compound or a

cannabinoid compound or both.

In yet further embodiments, the aerosol-generating element comprises from about 0.5

percent by weight to about 5 percent by weight of an alkaloid compound or a cannabinoid

compound or both, more preferably from about 1 percent by weight to about 5 percent by

from about 2 percent by weight to about 5 percent by weight of an alkaloid compound or a

cannabinoid compound or both.

In particularly preferred embodiments, the aerosol-generating element comprises from

about 0.5 percent by weight to about 4 percent by weight of an alkaloid compound or a

cannabinoid compound or both, more preferably from about 1 percent by weight to about 4

percent by weight of an alkaloid compound or a cannabinoid compound or both, even more

preferably from about 2 percent by weight to about 4 percent by weight of an alkaloid

compound or a cannabinoid compound or both.

In some embodiments, the aerosol-generating element comprises one or more of a

cannabinoid and an alkaloid compound comprising nicotine or anatabine. In some preferred

embodiments, the aerosol-generating element comprises nicotine.

As used herein with reference to the invention, the term "nicotine" is used to describe

nicotine, a nicotine base or a nicotine salt. In embodiments in which the aerosol-generating

WO wo 2021/089413 PCT/EP2020/080456 -20-

element comprises a nicotine base or a nicotine salt, the amounts of nicotine recited herein

are the amount of free base nicotine or amount of protonated nicotine, respectively.

The aerosol-generating element may comprise natural nicotine or synthetic nicotine.

The aerosol-generating element may comprise one or more monoprotic nicotine salts.

As used herein with reference to the invention, the term "monoprotic nicotine salt" is

used to describe a nicotine salt of a monoprotic acid.

weight of nicotine. In view of applications of the aerosol-generating element of the invention

as a substrate in an aerosol-generating article, this is advantageous as the content of nicotine

in the element may be increased and adjusted with a view to optimising the delivery of nicotine

in aerosol form to a consumer. Compared with existing aerosol-generating substrates based

on the use of tobacco plant, this may advantageously allow for higher contents of nicotine per

volume of substrate (element or elements) or per weight of substrate (element or elements),

which may be desirable from a manufacturing viewpoint.

Preferably, the aerosol-generating element comprises at least about 0.5 percent by

weight of nicotine. More preferably, the aerosol-generating element comprises at least about

1 percent by weight of nicotine. Even more preferably, the aerosol-generating element

comprises at least about 2 percent by weight of nicotine.

The aerosol-generating element preferably comprises less than or equal to about 8

percent by weight of nicotine. More preferably, the aerosol-generating element comprises

less than or equal to about 6 percent by weight of nicotine. Even more preferably, the aerosol-

generating element comprises less than or equal to about 5 percent by weight of nicotine.

Most preferably, the aerosol-generating element comprises less than or equal to about 4 percent by weight of nicotine.

In some embodiments, the aerosol-generating element comprises from about 0.5 percent by weight to about 10 percent by weight of nicotine, more preferably from about 1

percent by weight to about 10 percent by weight of nicotine, even more preferably from about

2 percent by weight to about 10 percent by weight of nicotine.

In other embodiments, the aerosol-generating element comprises from about 0.5 percent by weight to about 8 percent by weight of nicotine, more preferably from about 1

percent by weight to about 8 percent by weight of nicotine, even more preferably from about

2 percent by weight to about 8 percent by weight of nicotine.

In further embodiments, the aerosol-generating element comprises from about 0.5

percent by weight to about 6 percent by weight of nicotine, more preferably from about 1

percent by weight to about 6 percent by weight of nicotine, even more preferably from about

2 percent by weight to about 6 percent by weight of nicotine.

percent by weight to about 5 percent by weight of nicotine, more preferably from about 1

percent by weight to about 5 percent by weight of nicotine, even more preferably from about

2 percent by weight to about 5 percent by weight of nicotine.

about 0.5 percent by weight to about 4 percent by weight of nicotine, more preferably from

about 1 percent by weight to about 4 percent by weight of nicotine, even more preferably from

about 2 percent by weight to about 4 percent by weight of nicotine.

Preferably, the aerosol-generating element comprises at least about 0.5 milligrams of

nicotine. More preferably, the aerosol-generating element comprises at least about 1

milligram of nicotine. Even more preferably, the aerosol-generating element comprises at

least about 1.5 milligrams of nicotine. In particularly preferred embodiments, the aerosol-

generating element comprises at least about 2 milligrams of nicotine, and most preferably at

least about 2.5 milligrams of nicotine.

The aerosol-generating element may comprise up to about 6 milligrams of nicotine.

Preferably, the aerosol-generating element comprises less than or equal to about 5 milligrams

of nicotine. More preferably, the aerosol-generating element comprises less than or equal to

about 4.5 milligrams of nicotine. Even more preferably, the aerosol-generating element

comprises less than or equal to about 4 milligrams of nicotine. In particularly preferred

embodiments, the aerosol-generating element comprises less than or equal to about 3.5

milligrams of nicotine, and most preferably less than or equal to about 3 milligrams of nicotine.

In some preferred embodiments, the aerosol-generating formulation dispersed within the solid

continuous matrix structure of the aerosol-generating element comprises a cannabinoid

compound. Preferably, the cannabinoid compound is selected from CBD and THC. More

preferably, the cannabinoid compound is CBD.

The aerosol-generating element may comprise up to about 10 percent by weight of CBD.

Preferably, the aerosol-generating element comprises at least about 0.5 percent by weight of

CBD. More preferably, the aerosol-generating element comprises at least about 1 percent by

weight of CBD. Even more preferably, the aerosol-generating element comprises at least

about 2 percent by weight of CBD.

The aerosol-generating element preferably comprises less than or equal to about 6

percent by weight of CBD. More preferably, the aerosol-generating element comprises less

than or equal to about 5 percent by weight of CBD. Even more preferably, the aerosol-

generating element comprises less than or equal to about 4 percent by weight CBD.

In some embodiments, the aerosol-generating element comprises from about 0.5 percent by weight to about 10 percent by weight of CBD, more preferably from about 1 percent

PCT/EP2020/080456 -22-

by weight to about 10 percent by weight of CBD, even more preferably from about 2 percent

by weight to about 10 percent by weight of CBD.

In other embodiments, the aerosol-generating element comprises from about 0.5 percent by weight to about 8 percent by weight of CBD, more preferably from about 1 percent

by weight to about 8 percent by weight of CBD, even more preferably from about 2 percent by

weight to about 8 percent by weight of CBD.

In further embodiments, the aerosol-generating element comprises from about 0.5

percent by weight to about 6 percent by weight of CBD, more preferably from about 1 percent

by weight to about 6 percent by weight of CBD, even more preferably from about 2 percent by

weight to about 6 percent by weight of CBD.

percent by weight to about 5 percent by weight of CBD, more preferably from about 1 percent

by weight to about 5 percent by weight of CBD, even more preferably from about 2 percent by

weight to about 5 percent by weight of CBD.

about 0.5 percent by weight to about 4 percent by weight of CBD, more preferably from about

1 percent by weight to about 4 percent by weight of CBD, even more preferably from about 2

percent by weight to about 4 percent by weight of nicotine.

An aerosol-generating element in accordance with the present invention may be a

substantially tobacco-free aerosol-generating element.

As used herein with reference to the invention, the term "substantially tobacco-free

aerosol-generating element" describes an aerosol-generating element having a tobacco

content of less than 1 percent by weight. For example, the aerosol-generating element may

have a tobacco content of less than about 0.75 percent by weight, less than about 0.5 percent

by weight or less than about 0.25 percent by weight.

The aerosol-generating element may be a tobacco-free aerosol-generating element.

As used herein with reference to the invention, the term "tobacco-free aerosol-

generating element" describes an aerosol-generating element having a tobacco content of 0

percent by weight.

In some embodiments, the aerosol-generating element comprises tobacco material or

a non-tobacco plant material or a plant extract. By way of example, the aerosol-generating

element may comprise tobacco particles, such as tobacco lamina particles, as well as particles

of other botanicals, such as clove and eucalyptus.

In some embodiments, the aerosol-generating formulation dispersed within the continuous solid matrix structure further comprises an acid. More preferably, the aerosol-

generating formulation dispersed within the continuous solid matrix structure comprises one

WO wo 2021/089413 PCT/EP2020/080456 -23-

or more organic acids. Even more preferably, the aerosol-generating formulation dispersed

within the continuous solid matrix structure comprises one or more carboxylic acids.

Suitable carboxylic acids for use in the aerosol-generating formulation of aerosol-

generating elements in accordance with the present invention include, but are not limited to:

2-Ethylbutyric acid, acetic acid, adipic acid, benzoic acid, butyric acid, cinnamic acid,

cycloheptane-carboxylic acid, fumaric acid, glycolic acid, hexanoic acid, lactic acid, levulinic

acid, malic acid, myristic acid, octanoic acid, oxalic acid, propanoic acid, pyruvic acid, succinic

acid, and undecanoic acid.

In particularly preferred embodiments, the acid is lactic acid or levulinic acid or benzoic

acid or fumaric acid or acetic acid. Most preferably, the acid is lactic acid.

The inclusion of an acid is especially preferred in embodiments of the aerosol-generating

element wherein the aerosol-generating formulation dispersed within the continuous solid

matrix structure comprises nicotine, as it has been observed that the presence of an acid may

stabilise dissolved species in the aerosol-generating formulation, such as with nicotine and

other plant extracts. Without wishing to be bound by theory, it is understood that the acid may

interact with the nicotine molecule, such that protonated nicotine is stabilised. As protonated

nicotine is non-volatile, it is more easily found in the liquid or particulate phase rather than in

the vapour phase of an aerosol obtained by heating the aerosol-generating element. As such,

the loss of nicotine during manufacturing of the aerosol-generating element can be minimised,

and higher, better controlled nicotine delivery to the consumer can advantageously be

ensured.

The aerosol-generating element may comprise up to about 10 percent by weight of an

acid.

weight of an acid. More preferably, the aerosol-generating element comprises at least about

1 percent by weight of an acid. Even more preferably, the aerosol-generating element

comprises at least about 2 percent by weight of an acid.

percent by weight of an acid. More preferably, the aerosol-generating element comprises less

than or equal to about 6 percent by weight of an acid. Even more preferably, the aerosol-

generating element comprises less than or equal to about 5 percent by weight of an acid.

Most preferably, the aerosol-generating element comprises less than or equal to about 4

percent by weight of an acid.

In some embodiments, the aerosol-generating element comprises from about 0.5

percent by weight to about 10 percent by weight of an acid, more preferably from about 1

percent by weight to about 10 percent by weight of an acid, even more preferably from about

2 percent by weight to about 10 percent by weight of an acid.

PCT/EP2020/080456 -24-

In other embodiments, the aerosol-generating element comprises from about 0.5 percent by weight to about 8 percent by weight of an acid, more preferably from about 1

percent by weight to about 8 percent by weight of an acid, even more preferably from about 2

percent by weight to about 8 percent by weight of an acid.

In further embodiments, the aerosol-generating element comprises from about 0.5

percent by weight to about 6 percent by weight of an acid, more preferably from about 1

percent by weight to about 6 percent by weight of an acid, even more preferably from about 2

percent by weight to about 6 percent by weight of an acid.

percent by weight to about 5 percent by weight of an acid, more preferably from about 1

percent by weight to about 5 percent by weight of an acid, even more preferably from about 2

percent by weight to about 5 percent by weight of an acid.

about 0.5 percent by weight to about 4 percent by weight of an acid, more preferably from

about 1 percent by weight to about 4 percent by weight of an acid, even more preferably from

about 2 percent by weight to about 4 percent by weight of an acid.

Preferably, where the aerosol-generating solution comprises nicotine, the molar ratio of

the acid to nicotine is between about 0.5:1 and about 2:1, more preferably between about

0.75:1 and about 1.5:1, most preferably about 1:1.

Where a multivalent acid is used, such as a multivalent carboxylic acid, it may be

preferable to provide a molar ratio of the acid groups to nicotine of between about 0.5:1 and

about 2:1, more preferably between about 0.75:1 and about 1.5:1, most preferably about 1:1.

The use of a multivalent acid therefore enables a lower weight amount of the acid to be used

whilst still providing the same level of protonation of the nicotine.

In preferred embodiments, the aerosol-generating element comprises at least about 0.5

percent by weight of levulinic acid. More preferably, the aerosol-generating element

comprises at least about 1 percent by weight of levulinic acid. Even more preferably, the

aerosol-generating element comprises at least about 2 percent by weight of levulinic acid.

comprises less than or equal to about 6 percent by weight of levulinic acid. Even more

preferably, the aerosol-generating element comprises less than or equal to about 5 percent

by weight of levulinic acid. Most preferably, the aerosol-generating element comprises less

than or equal to about 4 percent by weight of levulinic acid.

In some embodiments, the aerosol-generating element comprises from about 0.5 percent by weight to about 10 percent by weight of levulinic acid, more preferably from about

1 percent by weight to about 10 percent by weight of levulinic acid, even more preferably from

about 2 percent by weight to about 10 percent by weight of levulinic acid.

In other embodiments, the aerosol-generating element comprises from about 0.5 percent by weight to about 8 percent by weight of levulinic acid, more preferably from about 1

percent by weight to about 8 percent by weight of levulinic acid, even more preferably from

about 2 percent by weight to about 8 percent by weight of levulinic acid.

In further embodiments, the aerosol-generating element comprises from about 0.5

percent by weight to about 6 percent by weight of levulinic acid, more preferably from about 1

percent by weight to about 6 percent by weight of levulinic acid, even more preferably from

about 2 percent by weight to about 6 percent by weight of levulinic acid.

percent by weight to about 5 percent by weight of levulinic acid, more preferably from about 1

percent by weight to about 5 percent by weight of levulinic acid, even more preferably from

about 2 percent by weight to about 5 percent by weight of levulinic acid.

about 0.5 percent by weight to about 4 percent by weight of levulinic acid, more preferably

from about 1 percent by weight to about 4 percent by weight of levulinic acid, even more

preferably from about 2 percent by weight to about 4 percent by weight of levulinic acid.

In other preferred embodiments, the aerosol-generating element comprises at least

about 0.5 percent by weight of lactic acid. More preferably, the aerosol-generating element

comprises at least about 1 percent by weight of lactic acid. Even more preferably, the aerosol-

generating element comprises at least about 2 percent by weight of lactic acid.

percent by weight of lactic acid. More preferably, the aerosol-generating element comprises

less than or equal to about 6 percent by weight of lactic acid. Even more preferably, the

aerosol-generating element comprises less than or equal to about 5 percent by weight of lactic

acid. Most preferably, the aerosol-generating element comprises less than or equal to about

4 percent by weight of lactic acid.

In some embodiments, the aerosol-generating element comprises from about 0.5 percent by weight to about 10 percent by weight of lactic acid, more preferably from about 1

percent by weight to about 10 percent by weight of lactic acid, even more preferably from

about 2 percent by weight to about 10 percent by weight of lactic acid.

In other embodiments, the aerosol-generating element comprises from about 0.5 percent by weight to about 8 percent by weight of lactic acid, more preferably from about 1

percent by weight to about 8 percent by weight of lactic acid, even more preferably from about

2 percent by weight to about 8 percent by weight of lactic acid.

PCT/EP2020/080456 -26-

In further embodiments, the aerosol-generating element comprises from about 0.5

percent by weight to about 6 percent by weight of lactic acid, more preferably from about 1

percent by weight to about 6 percent by weight of lactic acid, even more preferably from about

2 percent by weight to about 6 percent by weight of lactic acid.

percent by weight to about 5 percent by weight of lactic acid, more preferably from about 1

percent by weight to about 5 percent by weight of lactic acid, even more preferably from about

2 percent by weight to about 5 percent by weight of lactic acid.

about 0.5 percent by weight to about 4 percent by weight of lactic acid, more preferably from

about 1 percent by weight to about 4 percent by weight of lactic acid, even more preferably

from about 2 percent by weight to about 4 percent by weight of lactic acid.

An aerosol-generating element according to the present invention preferably comprises

less than or equal to about 25 percent by weight of water.

More preferably, the aerosol-generating element comprises less than or equal to about

20 percent by weight of water. Even more preferably, the aerosol-generating element

comprises less than or equal to about 15 percent of water.

at least about 2.5 percent by weight of water. More preferably, the aerosol-generating element

according to the present invention preferably comprises at least about 5 percent by weight of

water. Even more preferably, the aerosol-generating element according to the present

invention preferably comprises at least about 7.5 percent by weight of water. Most preferably,

the aerosol-generating element according to the present invention preferably comprises at

least about 10 percent by weight of water.

In general, it has been observed that the presence of some water contributes to

imparting desirable stability to the aerosol-generating element. At the same time, a residual

content of water of 25 percent by weight or less is desirable as an aerosol-generating element

may be obtained that is substantially not sticky. Further, when heating an aerosol-generating

element with a lower water content, an aerosol more concentrated in the polyhydric alcohol

and in the alkaloid or cannabinoid compound, such as nicotine, may be provided to the

consumer. In some embodiments, the aerosol-generating element according to the present invention comprises from about 2.5 percent by weight to about 25 percent by weight of water.

Preferably, the aerosol-generating element according to the present invention comprises from

about 5 percent by weight to about 25 percent by weight of water. More preferably, the

aerosol-generating element according to the present invention comprises from about 7.5

percent by weight to about 25 percent by weight of water. Most preferably, the aerosol- generating element according to the present invention comprises from about 10 percent by weight to about 25 percent by weight of water.

In other embodiments, the aerosol-generating element according to the present invention comprises from about 2.5 percent by weight to about 20 percent by weight of water.

about 5 percent by weight to about 20 percent by weight of water. More preferably, the

percent by weight to about 20 percent by weight of water. Most preferably, the aerosol-

generating element according to the present invention comprises from about 10 percent by

weight to about 20 percent by weight of water.

In further embodiments, the aerosol-generating element according to the present

invention comprises from about 2.5 percent by weight to about 15 percent by weight of water.

about 5 percent by weight to about 15 percent by weight of water. More preferably, the

percent by weight to about 15 percent by weight of water. Most preferably, the aerosol-

weight to about 15 percent by weight of water.

In yet further embodiments, the aerosol-generating element according to the present

invention comprises from about 2.5 percent by weight to about 10 percent by weight of water.

about 5 percent by weight to about 10 percent by weight of water. More preferably, the

percent by weight to about 10 percent by weight of water. Most preferably, the aerosol-

weight to about 10 percent by weight of water.

An aerosol-generating element according to the present invention preferably has a water

activity of less than or equal to about 0.7.

The term "water activity" is used herein with reference to the present invention to denote

the ratio of the partial water vapour pressure in equilibrium with an aerosol-generating element

to the water-vapour saturation pressure in equilibrium with pure water at the same

temperature. As such, water activity is a dimensionless quantity between 0, which

corresponds to a completely anhydrous substance, and 1, which corresponds to pure salt-free

water. Methods of measuring the water activity of an aerosol-generating element in

accordance with the present invention are described in the 2017 publication of ISO 18787

(Foodstuffs - Determination of water activity - dew point measurement).

An aerosol-generating element in accordance with the present invention may optionally

further comprise a flavourant. The flavourant may be in liquid form, or solid form. Optionally,

the flavourant may be provided in a microencapsulated form wherein the flavourant is released

upon heating.

Preferably, the aerosol-generating element comprises at least about 0.05 percent by

weight of flavourant, more preferably at least about 0.1 percent by weight of flavourant based

on the total weight of the aerosol-generating element. The aerosol-generating element

preferably comprises less than or equal to about 1 percent by weight of flavourant, more

preferably less than or equal to about 0.5 percent by weight of flavourant based on the total

weight of the aerosol-generating element.

In some embodiments, the aerosol-generating element comprises from about 0.05 percent by weight to about 1 percent by weight of flavourant, preferably from about 0.05

percent by weight to about 0.5 percent by weight of flavourant based on the total weight of the

aerosol-generating element. In other embodiments, the aerosol-generating element comprises from about 0.1 percent by weight to about 1 percent by weight of flavourant,

preferably from about 0.1 percent by weight to about 0.5 percent by weight of flavourant based

on the total weight of the aerosol-generating element.

Suitable flavourants for use in an aerosol-generating element in accordance with the

present invention include, but are not limited to: tobacco, menthol, mint such as peppermint

or spearmint, cocoa, liquorice, fruit (such as citrus), gamma octalactone, vanillin, spices (such

as cinnamon), methyl salicylate, linalool, eugenol, eucalyptol, bergamot oil, eugenol oil,

geranium oil, lemon oil, ginger oil, and tobacco flavour.

further comprise a plurality of susceptor particles. Susceptor particles are conductive particles

that have the ability to convert electromagnetic energy and convert it to heat. When located

in an alternating electromagnetic field, eddy currents are induced and hysteresis losses occur

in the susceptor particles causing heating of the susceptor. As the susceptor particles are

located in thermal contact or close thermal proximity with the aerosol-generating formulation

of the aerosol-generating element, the aerosol-generating formulation is heated by the

susceptor particles such that an aerosol is formed.

The inclusion of susceptor particles in the aerosol-generating solution therefore provides

an aerosol-generating element that is inductively heatable. When the aerosol-generating

element is used in a device comprising an induction heater, changing electromagnetic fields

generated by one or several induction coils of an inductive heating device heats the susceptor

particles, which then transfer the heat to the surrounding aerosol-generating formulation of the

aerosol-generating element, mainly by conduction of heat.

PCT/EP2020/080456 -29-

The susceptor particles may be formed from any material that can be inductively heated

to a temperature sufficient to generate an aerosol from the aerosol-generating formulation.

Preferred susceptor particles comprise a metal or carbon. Preferred susceptor particles may

comprise or consist of a ferromagnetic material, for example a ferromagnetic alloy, ferritic iron,

or a ferromagnetic steel or stainless steel. Suitable susceptor particles may be, or comprise,

aluminium. Preferred susceptor particles may be heated to a temperature in excess of 250

degrees Celsius. Suitable susceptor particles may comprise a non-metallic core with a metal

layer disposed on the non-metallic core, for example metallic tracks formed on a surface of a

ceramic core. Susceptor particles may have a protective external layer, for example a

protective ceramic layer or protective glass layer encapsulating the susceptor particle. The

susceptor particles may comprise a protective coating formed by a glass, a ceramic, or an

inert metal, formed over a core of susceptor material.

The susceptor particles may have an average particle size up to about 60 micrometres.

For example, the susceptor particles may have an average particle size of less than or equal

to about 50 micrometres, or less than or equal to about 40 micrometres or less than or equal

to about 35 micrometres.

Typically, in an aerosol-generating solution for use in methods in accordance with the

present invention the susceptor particles have an average particle size of at least about 1

micrometre, or at least about 2 micrometres, or at least about 5 micrometres or at least about

10 micrometres.

For example, the susceptor particles in the aerosol-generating solution may have an

average particle size from about 1 micrometre to about 60 micrometres, or from about 2

millimetres to about 50 micrometres, or from about 5 micrometres to about 40 micrometres,

or from about 10 micrometres to about 35 micrometres.

Optionally, the aerosol-generating formulation dispersed within the solid continuous

matrix structure of aerosol-generating elements in accordance with the present invention may

further comprise a solid filler. The inclusion of a solid filler may advantageously improve the

physical properties of the aerosol-generating element. Without wishing to be bound by theory,

it is understood that, during manufacture of the aerosol-generating element, inclusion of a

solid filler may facilitate control of the properties of the aerosol-generating solution during the

step of forming a discrete portion of the aerosol-generating solution. Suitable solid fillers would

be known to the skilled person.

For example, an aerosol-generating element in accordance with the present invention

may optionally further comprise particles of plant material obtained by pulverising, grinding or

comminuting plant material. By way of example, the aerosol-generating element may further

comprise tea particles, coffee particles, cannabis particles, clove particles, eucalyptus

PCT/EP2020/080456 -30-

particles, star anise particles, ginger particles. Additionally or alternatively, an aerosol-

generating element in accordance with the present invention may optionally further comprise

particles obtained by pulverising, grinding or comminuting one or more of tobacco leaf lamina

and tobacco leaf stems. The inventors of the present invention have found that through the

incorporation of such plant particles into the aerosol-generating element it is advantageously

possible to produce an aerosol with provides a novel sensory experience. Such an aerosol

provides unique flavours and may provide an increased level of mouthfullness.

In embodiments wherein the aerosol-generating element comprises plant particles, the

amount of the plant particles in the aerosol-generating solution is adjusted in order to provide

the desired level of the plant particles within the aerosol-generating element and the desired

level of flavour within the generated aerosol. The aerosol-generating element may comprise

up to about 40 percent by weight of plant particles. Preferably, the aerosol-generating element

comprises less than or equal to about 35 percent by weight of plant particles. More preferably,

the aerosol-generating element comprises less than or equal to about 30 percent by weight of

plant particles. Even more preferably, the aerosol-generating element comprises less than or

equal to about 25 percent by weight of plant particles.

In some embodiments, the aerosol-generating element comprises at least about 1 percent by weight of plant particles. Preferably, the aerosol-generating element comprises at

least about 2 percent by weight of plant particles. More preferably, the aerosol-generating

element comprises at least about 5 percent by weight of plant particles. Even more preferably,

the aerosol-generating element comprises at least about 10 percent by weight of plant

particles.

In some preferred embodiments, the aerosol-generating element comprises from about

1 percent by weight to about 40 percent by weight of plant particles. Preferably, the aerosol-

generating element comprises from about 2 percent by weight to about 40 percent by weight

of plant particles. More preferably, the aerosol-generating element comprises from about 5

percent by weight to about 40 percent by weight of plant particles. Even more preferably, the

aerosol-generating element comprises from about 10 percent by weight to about 40 percent

by weight of plant particles.

In other embodiments, the aerosol-generating element comprises from about 1 percent

by weight to about 35 percent by weight of plant particles. Preferably, the aerosol-generating

element comprises from about 2 percent by weight to about 35 percent by weight of plant

particles. More preferably, the aerosol-generating element comprises from about 5 percent

by weight to about 35 percent by weight of plant particles. Even more preferably, the aerosol-

generating element comprises from about 10 percent by weight to about 35 percent by weight

of plant particles.

WO wo 2021/089413 PCT/EP2020/080456 PCT/EP2020/080456 -31- -31-

In further embodiments, the aerosol-generating element comprises from about 1 percent

by weight to about 30 percent by weight of plant particles. Preferably, the aerosol-generating

element comprises from about 2 percent by weight to about 30 percent by weight of plant

by weight to about 30 percent by weight of plant particles. Even more preferably, the aerosol-

generating element comprises from about 10 percent by weight to about 30 percent by weight

of plant particles.

In yet further embodiments, the aerosol-generating element comprises from about 1

percent by weight to about 25 percent by weight of plant particles. Preferably, the aerosol-

generating element comprises from about 2 percent by weight to about 25 percent by weight

percent by weight to about 25 percent by weight of plant particles. Even more preferably, the

aerosol-generating element comprises from about 10 percent by weight to about 25 percent

by weight of plant particles.

The provision of an amount of plant particles within this range ensures that sufficient

flavour can be achieved from the plant particles but without affecting the consistency of the

aerosol-generating solution so much that processing of the aerosol-generating solution to form

the aerosol-generating element is adversely affected.

plant particles may have an average particle size up to about 60 micrometres. Preferably, in

an aerosol-generating element in accordance with the present invention the plant particles

have an average particle size of less than or equal to about 50 micrometres. More preferably,

in an aerosol-generating element in accordance with the present invention the plant particles

have an average particle size of less than or equal to about 40 micrometres. Even more

preferably, in an aerosol-generating element in accordance with the present invention the plant

particles have an average particle size of less than or equal to about 30 micrometres.

Typically, in an aerosol-generating element in accordance with the present invention the

plant particles have an average particle size of at least about 1 micrometre. Preferably, in an

aerosol-generating element in accordance with the present invention the plant particles have

an average particle size of at least about 2 micrometres. More preferably, in an aerosol-

generating element in accordance with the present invention the plant particles have an

average particle size of at least about 5 micrometres. Even more preferably, in an aerosol-

average particle size of at least about 10 micrometres.

In some preferred embodiments, in an aerosol-generating element in accordance with

the present invention the plant particles have an average particle size from about 1 millimetre

to about 60 micrometres. Preferably, in an aerosol-generating element in accordance with the wo 2021/089413 WO PCT/EP2020/080456 PCT/EP2020/080456 -32- present invention the plant particles have an average particle size from about 2 millimetres to about 60 micrometres. More preferably, in an aerosol-generating element in accordance with the present invention the plant particles have an average particle size from about 5 millimetres to about 60 micrometres. Even more preferably, in an aerosol-generating element in accordance with the present invention the plant particles have an average particle size from about 10 millimetres to about 60 micrometres.

In other embodiments, in an aerosol-generating element in accordance with the present

invention the plant particles have an average particle size from about 1 millimetre to about 50

micrometres. Preferably, in an aerosol-generating element in accordance with the present

invention the plant particles have an average particle size from about 2 millimetres to about

50 micrometres. More preferably, in an aerosol-generating element in accordance with the

present invention the plant particles have an average particle size from about 5 millimetres to

about 50 micrometres. Even more preferably, in an aerosol-generating element in accordance

with the present invention the plant particles have an average particle size from about 10

millimetres to about 50 micrometres.

In further embodiments, in an aerosol-generating element in accordance with the

present invention the plant particles have an average particle size from about 1 millimetre to

about 40 micrometres. Preferably, in an aerosol-generating element in accordance with the

present invention the plant particles have an average particle size from about 2 millimetres to

about 40 micrometres. More preferably, in an aerosol-generating element in accordance with

the present invention the plant particles have an average particle size from about 5 millimetres

to about 40 micrometres. Even more preferably, in an aerosol-generating element in

accordance with the present invention the plant particles have an average particle size from

about 10 millimetres to about 40 micrometres.

In yet further embodiments, in an aerosol-generating element in accordance with the

about 30 micrometres. Preferably, in an aerosol-generating element in accordance with the

about 30 micrometres. More preferably, in an aerosol-generating element in accordance with

to about 30 micrometres. Even more preferably, in an aerosol-generating element in accordance with the present invention the plant particles have an average particle size from

about 10 millimetres to about 30 micrometres. n aerosol-generating element in accordance

with the invention may have an equivalent diameter of at least about 0.5 millimetres.

The term "equivalent diameter of an aerosol-generating element" is used herein to

denote the diameter of the sphere which has the same volume as the aerosol-generating

element. In general, the aerosol-generating element may have any shape, although a spherical or quasi-spherical shape, such as an egg shape or ellipsoid shape is preferred. For an aerosol-generating element having a spherical shape and a circular transverse cross- section, the equivalent diameter is the diameter of the cross-section of the aerosol-generating element.

Preferably, the aerosol-generating element has an equivalent diameter of at least about

1 millimetre. More preferably, the aerosol-generating element has an equivalent diameter of

at least about 2 millimetres. Even more preferably, the aerosol-generating element has an

equivalent diameter of at least about 3 millimetres.

An aerosol-generating element in accordance with the invention preferably has an

equivalent diameter of less than or equal to about 8 millimetres. More preferably, the aerosol-

generating element has an equivalent diameter of less than or equal to about 6 millimetres.

Even more preferably, the aerosol-generating element has an equivalent diameter of less than

or equal to about 5 millimetres.

In some embodiments, the aerosol-generating element has an equivalent diameter from

about 0.5 millimetres to about 8 millimetres, preferably from about 1 millimetre to about 8

millimetres, more preferably from about 2 millimetres to about 8 millimetres, even more

preferably from about 3 millimetres to about 8 millimetres.

In other embodiments, the aerosol-generating element has an equivalent diameter from

about 0.5 millimetres to about 6 millimetres, preferably from about 1 millimetre to about 6

millimetres, more preferably from about 2 millimetres to about 6 millimetres, even more

preferably from about 3 millimetres to about 6 millimetres.

In further embodiments, the aerosol-generating element has an equivalent diameter

from about 0.5 millimetres to about 5 millimetres, preferably from about 1 millimetre to about

5 millimetres, more preferably from about 2 millimetres to about 5 millimetres, even more

preferably from about 3 millimetres to about 5 millimetres.

In particularly preferred embodiments, the aerosol-generating element has an equivalent diameter of about 4 millimetres or about 4.5 millimetres.

Aerosol-generating elements in accordance with the present invention may have an

ovality up to about 35 percent.

The term "ovality" as used herein with reference to the present invention denotes the

degree of deviation from a perfect circle. Ovality is expressed as a percentage and the

mathematical definition is given below.

PCT/EP2020/080456 -34- -34-

b b Circular Oval shape a shape a a#b a=b

ovality 100% To determine the ovality of an object, such as an aerosol-generating element, the object

can be viewed along a direction substantially perpendicular to a cross-section of the aeroso-

generating element. By way of example, the aerosol-generating element can be positioned

on a transparent stage so that an image of the aerosol-generating element is recorded by a

suitable imaging device located below the stage. Dimension "a" is taken to be the largest

external diameter of the image of the aerosol-generating element, and dimension "b" is taken

to be the smallest external diameter of the image of the aerosol-generating element. The

process is repeated for a total of ten aerosol-generating elements having the same

composition and prepared by means of the same process and under the same operating

conditions. The number average of the ten ovality measurements is recorded as the ovality

for that aerosol-generating element.

Preferably, an aerosol-generating element in accordance with the invention has an

ovality of less than or equal to about 30 percent. More preferably, an aerosol-generating

element in accordance with the invention has an ovality of less than or equal to about 25

percent. Even more preferably, an aerosol-generating element in accordance with the invention has an ovality of less than or equal to about 20 percent.

An aerosol-generating element in accordance with the invention typically has an ovality

of at least about 1 percent. Preferably, the aerosol-generating element has an ovality of at

least 2 percent. More preferably, the aerosol-generating element has an ovality of at least 3

percent. Even more preferably, the aerosol-generating element has an ovality of at least 4

percent.

In some embodiments, the aerosol-generating element has an ovality from about 1

percent to about 30 percent, more preferably from about 2 percent to about 30 percent, more

preferably from about 3 percent to about 30 percent, even more preferably from about 4

percent to about 30 percent.

In other embodiments, the aerosol-generating element has an ovality from about 1

percent to about 25 percent, more preferably from about 2 percent to about 25 percent, more

PCT/EP2020/080456 -35-

preferably from about 3 percent to about 25 percent, even more preferably from about 4

percent to about 25 percent.

In further embodiments, the aerosol-generating element has an ovality from about 1

percent to about 20 percent, more preferably from about 2 percent to about 30 percent, more

preferably from about 3 percent to about 20 percent, even more preferably from about 4

percent to about 20 percent.

An aerosol-generating article in accordance with the present invention may have an

exposed surface area to volume ratio up to 25 cm-1.

The expression "exposed surface area to volume ratio" as used herein with reference to

the present invention denotes the ratio between the overall outer surface area of the aerosol-

generating element, that is exposed and available for heat and mass exchange, and the

overall volume of the aerosol-generating element.

As the aerosol-generating elements in accordance with the invention have low ovality

and may be assimilated to spherical objects, the volume of an aerosol-generating element in

accordance with the invention can be expressed by the formula

volume and

The exposed surface area of an aerosol-generating element in accordance with the

invention can be estimated by the formula

exposed surface area = 4 (Req)2

Dimension Req denotes an equivalent radius of the aerosol-generating element.

Preferably, the aerosol-generating article has an exposed surface area to volume ratio

of at least about 0.083 cm-¹. More preferably, the aerosol-generating article has an exposed

surface area to volume ratio of at least about 0.166 cm-1. Even more preferably, the aerosol-

generating article has an exposed surface area to volume ratio of at least about 0.249 cm-1.

The aerosol-generating article preferably has an exposed surface area to volume ratio

of less than or equal to about 24 cm-1. More preferably, the aerosol-generating article has an

exposed surface area to volume ratio of less than or equal to about 20 cm-1. Even more

preferably, the aerosol-generating article has an exposed surface area to volume ratio of less

than or equal to about 16 cm-1.

In some embodiment, the aerosol-generating article has an exposed surface area to

volume ratio from about 0.083 cm-¹ to about 24 cm-1, more preferably from about 0.166 cm-¹

to about 24 cm-1, even more preferably from about 0.249 cm- to about 24 cm-¹.

In other embodiments, the aerosol-generating article has an exposed surface area to

volume ratio from about 0.083 cm-¹ to about 20 cm-1, more preferably from about 0.166 cm-¹

to about 20 cm-1, even more preferably from about 0.249 cm-¹ to about 20 cm-1.

In further embodiments, the aerosol-generating article has an exposed surface area to

volume ratio from about 0.083 cm-¹ to about 16 cm-1, more preferably from about 0.166 cm-1

to about 16 cm-1, even more preferably from about 0.249 cm-¹ to about 16 cm-¹.

In some embodiments, aerosol-generating elements in accordance with the present

invention may be coated. In practice, an outer coating layer may optionally be provided on

the aerosol-generating elements as described above. This may be achieved by means of a

coating step that may take place before the drying step or after the drying step. An optional

drying step may be incorporated after the coating step.

The provision of a coating layer on the aerosol-generating element may be desirable for

many different reasons. For example, a coating layer may advantageously limit the

permeation of oxygen or water vapour into the aerosol-generating element, which may help to

extend the shelf life of the aerosol-generating element. Alternatively or in addition, a coating

layer may help to protect the structural integrity of the aerosol-generating element, or to

provide improved smoothness of the aerosol-generating element. In certain embodiments, a

relatively brittle coating layer may be added to the aerosol-generating element that is adapted

to be broken by the consumer prior to use. This type of coating layer can therefore provide

the consumer with a tactile and audible indication that the aerosol-generating element has

been activated. Alternatively or in addition, the provision of a coating layer on the aerosol-

generating element may be used to adjust the colour of the aerosol-generating element, for

example, to provide a visual indication of a property of the aerosol-generating element, such

as the flavour or the content of nicotine.

Suitable types of coating material would be known to the skilled person. For example,

a coating layer of a water soluble film former, such as HPMC or shellac, may be applied to the

aerosol-generating element. Such film formers will adhere strongly to the surface of the

aerosol-generating element. In a further example, a coating layer of sodium alginate may be added, which will cross-link with any remaining calcium ions on the surface of the aerosol-

generating element to form a thin film of calcium alginate.

A coating layer may be applied to the outer surface of the aerosol-generating element

using a variety of coating techniques. Suitable apparatus and techniques would be known to

the skilled person.

WO wo 2021/089413 PCT/EP2020/080456 PCT/EP2020/080456 -37- -37-

Aerosol-generating elements as described above may find use as aerosol-generating

substrate for aerosol-generating articles of the type wherein the substrate is heated to release

an inhalable aerosol - as opposed to articles wherein a substrate is burned to produce a

smoke. smoke. Because aerosol-generating elements in accordance with the invention are easy to

manufacture and predetermined, discrete amounts of an aerosol-generating formulation may

thus be provided in encapsulated form, and because the composition of the aerosol- generating formulation - especially as regards the content of polyhydric alcohol and of the

alkaloid or cannabinoid compound - can be finely tuned and controlled, aerosol-generating

elements in accordance with the invention are versatile and can be used as substrates in a

number of arrangements.

By way of example, a plurality of aerosol-generating elements in accordance with the

invention may be provided within a cavity defined by a tubular element, such that the outer

surface of the aerosol-generating elements is exposed inside the longitudinal airflow channel

defined by the cavity. Upon heating, an aerosol can be generated from the aerosol-generating

elements, which is thus released into the airflow channel and can be drawn through the tubular

element into the consumer's mouth.

Aerosol-generating elements as described above may thus find use in an aerosol-

generating system comprising one or more aerosol-generating elements or an aerosol-

generating article as described above and an electrically operated aerosol-generating device.

A suitable aerosol-generating device comprises a heating element and a heating chamber

configured to receive the one or more aerosol-generating elements or the article so that the

one or more aerosol-generating element elements are heated in the heating chamber by the

heating element.

Upon heating, aerosol-generating elements in accordance with the present invention

release an aerosol containing the aerosol-generating formulation components, including in

particular the polyhydric alcohol and the alkaloid or cannabinoid compound. When an aerosol-

generating element in accordance with the present invention is heated to a temperature in the

range from about 150 degrees Celsius to about 350 degrees Celsius, the aerosol-generating

element has been found to lose weight without undergoing a significant volume contraction.

Further, it has been found that, when an aerosol-generating element in accordance with the

present invention is heated to a temperature in the range from about 150 degrees Celsius to

about 350 degrees Celsius, and heat is supplied until no additional weight loss is detected, a

residual weight of the aerosol-generating element is typically less than 120 percent of a weight

of the solid continuous matrix structure components, preferably less than 115 percent of a

weight of the solid continuous matrix structure components, more preferably less than 115

WO wo 2021/089413 PCT/EP2020/080456 PCT/EP2020/080456 -38-

percent of a weight of the solid continuous matrix structure components, even more preferably

less than 105 percent of a weight of the solid continuous matrix structure components.

Most preferably, when an aerosol-generating element in accordance with the present

invention is heated to a temperature in the range from about 150 degrees Celsius to about

350 degrees Celsius, and heat is supplied until no additional weight loss is detected, a residual

weight of the aerosol-generating element substantially corresponds to the total weight of the

components of the solid continuous matrix structure.

An embodiment of the invention will now be further described, by way of example only.

Example An aerosol-generating solution is formed from a mixture of the following components:

Component % by weight

Glycerin 43.6

Sodium alginate 2.1

Nicotine 1.2

Levulinic acid 1.4

Water 51.7

In an initial step, the sodium alginate is added to the water to form a matrix polymer

solution. The nicotine is then added, followed by the glycerin and finally the levulinic acid.

The resultant aerosol-generating solution is extruded through a 5 millimetre nozzle to

form a plurality of droplets, which are then dropped from a height of 30 centimetres into a

cross-linking solution having the following composition, at room temperature :

Component % by weight

Glycerin 42.9

Water 52.1

Calcium chloride 5.0

The droplets are left in the cross-linking solution for a period of 25 minutes before being

removed and dried at 25 degrees Celsius for 12 hours, in a tray dryer. The resultant dried

aerosol-generating elements are in the form of solid, spherical beads having a diameter of

about 4.6 mm. Each bead has a weight of approximately 65 mg, a water activity of 0.4 and

the following composition:

39 -- 11 Sep 2024 2020381237 11 Sep 2024

Component % by weight Glycerin 76.8 76.8

Alginate 3.8 Nicotine 2.4 Levulinic acid 2.1 2.1

Water 14.4 2020381237

Calcium chloride 0.5

In this specification, the terms "comprise", "comprises", "comprising" or similar terms are intended to mean a non-exclusive inclusion, such that a system, method or apparatus that comprises a list of elements does not include those elements solely, but may well include other elements elements notnot listed. listed.

The reference to any prior art in this specification is not, and should not be taken as, an acknowledgement or any form of suggestion that the prior art forms part of the common general knowledge.

Claims

-40- 11 Feb 2022 2020381237 11 Feb 2022 C L A IM S CLAMS

1. 1. An aerosol-generating element for use in an aerosol-generating article or system, the aerosol-generating element comprising: a solid continuous matrix structure; and an aerosol-generating formulation dispersed within the solid continuous matrix structure, wherein the aerosol-generating formulation is trapped within the solid 2020381237

continuous matrixstructure continuous matrix structure and andreleasable releasablefrom fromthe thesolid solidcontinuous continuousmatrix matrixstructure structure upon heating of the aerosol-generating element; wherein the solid continuous matrix structure is a polymer matrix comprising one or more matrix-forming polymers, and wherein the aerosol-generating formulation dispersed within the solid continuous matrix structure comprises at least one alkaloid or cannabinoid compound and a polyhydric alcohol, wherein the polyhydric alcohol content in the aerosol-generating formulation dispersed within the solid continuous matrix structure accounts for at least 30 percent by weight based on the total weight of the aerosol-generating element; and wherein the aerosol-generating element has an equivalent diameter of at least about 0.5 millimetres and an ovality from about 2 percent to about 30 percent.

2. 2. An aerosol-generating element according to claim 1, wherein the one or more matrix- forming polymers include at least one of alginate and pectin.

3. An aerosol-generating element according to claim 1 or 2, wherein the polyhydric alcohol is glycerin, propylene glycol, or a combination of glycerin and propylene glycol.

4. 4. An aerosol-generating element according to any one of the preceding claims, wherein the polyhydric alcohol content in the aerosol-generating formulation dispersed within the solid continuous matrix structure accounts for at least 60 percent by weight of a total weight of the aerosol-generating element.

5. 5. An aerosol-generating element according to any one of the preceding claims, wherein the aerosol-generating formulation dispersed within the solid continuous matrix structure accounts for at least 80 percent by weight of a total weight of the aerosol-generating element.

6. 6. An aerosol-generating element according to any one of the preceding claims, wherein the content of the at least one alkaloid or cannabinoid compound in the aerosol-generating formulation dispersed within the solid continuous matrix structure accounts for at least 0.5 percent by weight of a total weight of the aerosol-generating element.

-41- 11 Feb 2022 2020381237 11 Feb 2022

7. An aerosol-generating element according to any one of the preceding claims, wherein the at least one alkaloid or cannabinoid compound is selected from nicotine, anatabine, cannabidiol (CBD) and tetrahydrocannabinol (THC).

8. 8. An aerosol-generating element according to any one of the preceding claims, wherein the aerosol-generating formulation dispersed within the continuous solid matrix structure 2020381237

further comprises an acid.

9. 9. An aerosol-generating element according to claim 8, wherein the acid is lactic acid or levulinic levulinic acid. acid.

10. An aerosol-generating element according to claim 8 or 9, wherein the acid content in the aerosol-generating formulation dispersed within the solid continuous matrix structure accounts for at least about 0.5 percent by weight of a total weight of the aerosol-generating element. element.

11. An aerosol-generating element according to any one of the preceding claims further comprising less than about 20 percent by weight of water.

12. An aerosol-generating element according to any one of the preceding claims having an equivalent diameter of less than or equal to about 6 millimetres.

13. An aerosol-generating element according to any one of the preceding claims having an exposed surface area to volume ratio from about 0.083 cm-1 to about 24 cm-1.

14. An aerosol-generating article for generating an aerosol upon heating, the article comprising: a tubular element comprising a cavity defining a longitudinal airflow channel of the aerosol- generating article; and a plurality of aerosol-generating elements according to any one of claims 1 to 13, the aerosol- generating elements being provided within the cavity such that an outer surface of the aerosol- generating elements is exposed inside the longitudinal airflow channel.